Sunday, April 27, 2014

Overtones and Harmonics

About 3 weeks ago I started an e-mail conversation about overtones and harmonics from a musician's perspective that ended up being rather enjoyable for me.  My mother is a high school chemistry and forensic science teacher (who at one point also taught physics).  One of her physics teaching colleagues was about to start teaching a section on harmonics and overtones and was curious about the subject as musicians see it.  He knew that mom had a daughter who was a musician, she put him in contact with me, and here we are.  Ultimately he asked me if I could watch the following video on YouTube and just give him some observations from the viewpoint of a musician:




I watched the video and was particularly struck by how differently physicists and musicians think about sound.  In the grand scheme of things, sounds waves are a very abstract section of physics.  Many of the other subjects that are studied in physics can be seen by the naked eye.  We can see gravity at work, centripetal force, momentum, etc. without needing any special equipment.  Sound waves cannot be seen; just heard.  Scientists came up with drawings and diagrams long ago in order to give sound a more visual approach.  Assigning numbers to the different aspects of sound (i.e. frequency, amplitude, wavelength, etc) also makes it a much more tangible concept.  Musicians definitely have to keep all of these things in mind while we play, but we also tend to avoid thinking too heavily about most of this information simply because it can get in the way.

Before I go any further, I just want to say two things:

1) I am not a physicist.  Everything that I say here has either been verified by my mother or her colleagues as being accurate or I was able to verify the information with websites made available by Virginia Polytechnic Institute and Princeton University.  These are all conclusions and paraphrasings of my own.

2) This is what I was taught.  I am also coming at all of this from the perspective of a brass player.  I briefly discuss harmonics as applicable to string players, but I don't stay on that subject long, seeing as I am not a string player myself.  If string players have any corrections to make, please let me know and I will be happy to make corrections.  I am certainly doing my best to not convey incorrect information.  Much of this is information taught to me by musicians combined with my own knowledge of physics, as verified by actual physics teachers.  If you believe that anything I say here to be incorrect, please provide me with a reputable source that contradicts me and I am happy to revise my research.  You just disagreeing with me doesn't count.  I need something in print that has been peer reviewed in order to consider any revisions.

After reviewing the video embedded above, this is what I sent in response:

"I finally had a chance to watch the video (which was great, by the way) and I was actually kind of amused by my train of thoughts as I listened and watched.  I kept hearing myself say things like "That's an octave" and "That's the fifth above it" (speaking in terms of the tonal intervals from the fundamental pitch).  It was particularly amusing to think about how differently scientists and musicians approach the physics of sound.  The scientists like to think in numbers and pictures, whereas musicians think in terms of the sounds (or soundwaves) themselves. 
As I said in my last e-mail, musicians will use the terms "Overtones" and "Harmonics" interchangeably to a certain degree.  And in many cases, they are the same thing.  It's one of those situations where all harmonics are overtones, but not all overtones are actually harmonics, at least in the mathematical sense. We have overtones that naturally occur in an extremely out-of-tune form in relation to the fundamental, so they don't always fit in a neat little box.  I play this thing:


When I blow into the mouthpiece, my lips vibrate and create a "buzz" sound that is amplified by the instrument (it's really just a really fancy and expensive funnel when you think about it properly).  As a brass player I am much more aware of the tendencies of the natural overtone series because the entire function of my instrument depends on it.  Without using any of the 4 keys available to me, I can play any of the following notes at any point in time without changing anything except for the speed of the lip vibration:
Which valve (if any) I have depressed determines which harmonic series is available to me because each valve combination changes the fundamental of the instrument (there are 12 different fundamentals, therefore 12 different sets of overtones [some instruments are instead restricted to 7]).  You can kind of see on the staff above where things start to get a little hairy and the overtones stop following the mathematical rules.  Each bracket is highlighting an interval between 2 pitches and each one is labelled with the kind and quality of the interval between the 2 pitches.  The higher you get, the more adjectives are needed to describe the intervals because they no longer follow the math.  In order to play these pitches in tune with the fundamental, I have to actively bend the pitch one way or another (speed up or slow down the vibration) or use a different partial from another overtone series with a different fundamental.  Granted, I try to not think too hard about any of this when I'm actually playing.  That's a lot of information to have to process when you only have a half a millisecond to figure out what you're supposed to be playing next.  I'd lose my mind.
Back to the video....
So when he was describing/drawing each of the harmonics, I was sitting here thinking "2nd harmonic, 1st overtone, that's just an octave." "3rd harmonic, 2nd overtone.  That's the fifth above that." etc.  This also reminded me of the fact that string players have a completely different idea of what harmonics are compared to brass players.  By dividing the strings with their finger tip at specific intervals, without completely depressing the string to the finger board, string players have the ability to actively play multiphonics (multiple pitches at once) on a single string.  Dividing the string actually multiplies the fundamental itself, creating a very ethereal sound when only the "pure" harmonics (in-tune overtones) resonate.  It's really pretty cool to hear when it's done well.  When it's not, I suggest running away.
Here's a graphic showing how the strings can be divided to produce these harmonics:


Non-string players can kind of do the same thing, but we can't do it alone.  We need a buddy to produce the second tone for us.  For example:  If 2 horn players play an interval of a perfect fifth, and that perfect fifth is perfectly in tune, the sound waves will actually produce a sympathetic overtone and you can audibly hear the next overtone in the series (a perfect fourth above the top note) as well as the major third above the bottom note being played, making it sound as if there are 3 pitches being played instead of 2.  Other overtones are also present, they are just inaudible to the human ear at the particular frequencies that they occur.

Something else that came to mind during the video was his comment about nodes and open-ended instruments.  I don't believe that woodwind players (flute, clarinet, oboe, etc) are as concerned about nodes as brass players are, or at least as brass players should be.  When the vibrations move through the funnel of a brass instrument, the sound waves bounce back and forth against the inside of the pipes and are amplified as they gradually move from a small area in the lead pipe to the much larger area of the bell of the instrument.  The locations of the nodes change depend on the speed of the vibration, the fundamental being used (valve combination), and the exact overtone being used in that series.  If we get a dent in the body of our instruments, it can drastically change our ability to play in tune because it causes a variation in the placement of the nodes.  The sound waves can no longer move evenly through the instrument, which makes it much more difficult to play accurately."

Hopefully this wasn't too terribly confusing for anyone.  I actually had a fantastic time with the conversations that resulted from all of this over the last few weeks.  All of the graphics used above are courtesy of Wikipedia.